Post by kranker on Apr 24, 2006 21:11:49 GMT -4
Thanks to diamondgolf on 88 for compling this list.
UPDATED 04-28-07 -k
1 Jan. 19, 2005 Patrick Von Bargen, Managing Executive for Policy and Staff, to Leave Commission
2 Feb. 18, 2005 Paul F. Roye, Director of the Division of Investment Management, Announces Intention to Leave the SEC
3 Apr. 14, 2005 Enforcement Director Stephen M. Cutler to Leave Commission
4 Jun. 1, 2005 SEC Chairman William H. Donaldson to Step Down on June 30
5 Jun. 30, 2005 Matt Well, Director of Public Affairs, to Leave the Commission
6 Jun. 30, 2005 Peter Derby, Managing Executive for Operations and Management, Announces Intention to Leave the SEC
7 Jun. 30, 2005 Joseph Hall, Managing Executive for Policy, to Leave SEC
8 Jul. 6, 2005 David Kornblau to Leave the Commission
9 Jul. 21, 2005 Martha Peterson, Counselor to Former Chairman Donaldson, to Leave the Commission
10 Aug. 8, 2005 Sandra Harris, Associate Regional Director and Co-Head of Enforcement for the SEC's Pacific Regional Office, to Leave the Commission
11 Aug. 15, 2005 Harold Degenhardt, Head of the SEC's Fort Worth Office, to Leave the Commission
12 Sep. 7, 2005 Donald Nicolaisen, Chief Accountant, U.S. Securities and Exchange Commission, to Leave SEC
13 Sep. 29, 2005 Ari Gabinet, District Administrator of the SEC's Philadelphia Office, to Leave the Commission
14 Nov. 1, 2005 David B. Smith, Jr., Associate Director, Division of Investment Management, to Leave Commission
15 Nov. 4, 2005 Andrew D. Bailey, Jr., Deputy Chief Accountant, U.S. Securities and Exchange Commission, to Leave SEC
16 Nov. 30, 2005 Giovanni Prezioso, SEC General Counsel, to Leave the Commission
17 Dec. 6, 2005 Meyer Eisenberg, Deputy General Counsel and Acting Director of Division of Investment Management, to Retire from SEC
18 Dec. 21, 2005 Lawrence A. West, Associate Director of Enforcement, to Leave Commission
19 Jan. 11, 2006 Corporation Finance Division Director Alan Beller to Leave Commission
20 Mar. 7, 2006 Randall Fons, Head of the SEC’s Central Regional Office, To Leave the Commission
21 Mar. 14, 2006 Jim McConnell, SEC Executive Director, Retires
22 Apr. 13, 2006 Richard Wessel, District Administrator of the SEC's Atlanta District Office, to Retire
23 May 15, 2006 Commissioner Glassman Announces Intention to Leave SEC
24 May 18, 2006 Paul Berger, Associate Director of Enforcement, to Leave Commission
25. 6/6/2006: Susan Ferris Wyderko, Director of the Office of Investor Education and Assistance, to Leave Commission
26. Gary J. Aguirre exposes corruption at the SEC, then fired.
cmkxunitedforum.proboards70.com/index.cgi?board=referencematerials&action=display&thread=1151162805
27. November 17, 2006 - John McCarthy, the Securities and Exchange Commission's associate director in the office of compliance inspections and examinations, will leave his job later this month to join a privately held proprietary trading firm.
cmkxunitedforum.proboards70.com/index.cgi?action=display&board=general&thread=1163806614&page=1#1163806614
28. SEC Risk Director Charles Fishkin to Leave Commission
FOR IMMEDIATE RELEASE
2006-204
Washington, D.C., Dec. 12, 2006 - The Securities and Exchange Commission announced today that Charles A. Fishkin, Director of the SEC Office of Risk Assessment, will leave the Commission early in the new year to take a risk management position at the New York City headquarters of AllianceBernstein L.P., a global asset management firm.
www.sec.gov/news/press/2006/2006-204.htm
29. Carol Stacey, Chief Accountant, Division of Corporation Finance, to Leave SEC
FOR IMMEDIATE RELEASE
2007-58
Washington, D.C., March 29, 2007 - The Securities and Exchange Commission announced today that Carol A. Stacey, Chief Accountant in the Division of Corporation Finance, will leave the Commission after 11 years on the Commission's staff. As the Division's Chief Accountant since 2002, Ms. Stacey has been the Commission staff member with primary responsibility for applying the Commission's financial statement requirements to public company filings. In addition to overseeing the financial disclosure of more than 10,000 public companies, she played a key role in implementing the significant Sarbanes-Oxley Act reforms.
www.sec.gov/news/press/2007/2007-58.htm
30. Lori Schock to leave SEC
By Dina Hampton
April 27, 2007
The Securities and Exchange Commission announced today that Lori Schock, acting director of the Office of Investor Education and Assistance will step down, effective immediately.
Ms. Schock has accepted a position with the Center for Audit Quality in Washington, where she will become the director of outreach.
"Lori has been a passionate advocate for the individual investor and.........(more)
www.investmentnews.com/apps/pbcs.dll/article?AID=/20070427/REG/70427058/1022/ONLINENEWS
UPDATED 04-28-07 -k
1 Jan. 19, 2005 Patrick Von Bargen, Managing Executive for Policy and Staff, to Leave Commission
2 Feb. 18, 2005 Paul F. Roye, Director of the Division of Investment Management, Announces Intention to Leave the SEC
3 Apr. 14, 2005 Enforcement Director Stephen M. Cutler to Leave Commission
4 Jun. 1, 2005 SEC Chairman William H. Donaldson to Step Down on June 30
5 Jun. 30, 2005 Matt Well, Director of Public Affairs, to Leave the Commission
6 Jun. 30, 2005 Peter Derby, Managing Executive for Operations and Management, Announces Intention to Leave the SEC
7 Jun. 30, 2005 Joseph Hall, Managing Executive for Policy, to Leave SEC
8 Jul. 6, 2005 David Kornblau to Leave the Commission
9 Jul. 21, 2005 Martha Peterson, Counselor to Former Chairman Donaldson, to Leave the Commission
10 Aug. 8, 2005 Sandra Harris, Associate Regional Director and Co-Head of Enforcement for the SEC's Pacific Regional Office, to Leave the Commission
11 Aug. 15, 2005 Harold Degenhardt, Head of the SEC's Fort Worth Office, to Leave the Commission
12 Sep. 7, 2005 Donald Nicolaisen, Chief Accountant, U.S. Securities and Exchange Commission, to Leave SEC
13 Sep. 29, 2005 Ari Gabinet, District Administrator of the SEC's Philadelphia Office, to Leave the Commission
14 Nov. 1, 2005 David B. Smith, Jr., Associate Director, Division of Investment Management, to Leave Commission
15 Nov. 4, 2005 Andrew D. Bailey, Jr., Deputy Chief Accountant, U.S. Securities and Exchange Commission, to Leave SEC
16 Nov. 30, 2005 Giovanni Prezioso, SEC General Counsel, to Leave the Commission
17 Dec. 6, 2005 Meyer Eisenberg, Deputy General Counsel and Acting Director of Division of Investment Management, to Retire from SEC
18 Dec. 21, 2005 Lawrence A. West, Associate Director of Enforcement, to Leave Commission
19 Jan. 11, 2006 Corporation Finance Division Director Alan Beller to Leave Commission
20 Mar. 7, 2006 Randall Fons, Head of the SEC’s Central Regional Office, To Leave the Commission
21 Mar. 14, 2006 Jim McConnell, SEC Executive Director, Retires
22 Apr. 13, 2006 Richard Wessel, District Administrator of the SEC's Atlanta District Office, to Retire
23 May 15, 2006 Commissioner Glassman Announces Intention to Leave SEC
24 May 18, 2006 Paul Berger, Associate Director of Enforcement, to Leave Commission
25. 6/6/2006: Susan Ferris Wyderko, Director of the Office of Investor Education and Assistance, to Leave Commission
26. Gary J. Aguirre exposes corruption at the SEC, then fired.
cmkxunitedforum.proboards70.com/index.cgi?board=referencematerials&action=display&thread=1151162805
27. November 17, 2006 - John McCarthy, the Securities and Exchange Commission's associate director in the office of compliance inspections and examinations, will leave his job later this month to join a privately held proprietary trading firm.
cmkxunitedforum.proboards70.com/index.cgi?action=display&board=general&thread=1163806614&page=1#1163806614
28. SEC Risk Director Charles Fishkin to Leave Commission
FOR IMMEDIATE RELEASE
2006-204
Washington, D.C., Dec. 12, 2006 - The Securities and Exchange Commission announced today that Charles A. Fishkin, Director of the SEC Office of Risk Assessment, will leave the Commission early in the new year to take a risk management position at the New York City headquarters of AllianceBernstein L.P., a global asset management firm.
www.sec.gov/news/press/2006/2006-204.htm
29. Carol Stacey, Chief Accountant, Division of Corporation Finance, to Leave SEC
FOR IMMEDIATE RELEASE
2007-58
Washington, D.C., March 29, 2007 - The Securities and Exchange Commission announced today that Carol A. Stacey, Chief Accountant in the Division of Corporation Finance, will leave the Commission after 11 years on the Commission's staff. As the Division's Chief Accountant since 2002, Ms. Stacey has been the Commission staff member with primary responsibility for applying the Commission's financial statement requirements to public company filings. In addition to overseeing the financial disclosure of more than 10,000 public companies, she played a key role in implementing the significant Sarbanes-Oxley Act reforms.
www.sec.gov/news/press/2007/2007-58.htm
30. Lori Schock to leave SEC
By Dina Hampton
April 27, 2007
The Securities and Exchange Commission announced today that Lori Schock, acting director of the Office of Investor Education and Assistance will step down, effective immediately.
Ms. Schock has accepted a position with the Center for Audit Quality in Washington, where she will become the director of outreach.
"Lori has been a passionate advocate for the individual investor and.........(more)
www.investmentnews.com/apps/pbcs.dll/article?AID=/20070427/REG/70427058/1022/ONLINENEWS